Okay, I've searched for Compliance Associate roles in New York, NY within the financial services industry, requiring 5-8 years of experience and AML/KYC skills, for full-time positions. I have found 143 positions for you.

Sure. Here's the analysis:

Job Analysis:

The Compliance Associate role at Aquarian is fundamentally designed to safeguard the firm's integrity and regulatory standing by administering robust AML/KYC and broader compliance frameworks. This position demands a blend of technical expertise, regulatory savvy, and meticulous attention to detail to manage complexities associated with investor and transactional diligence. Given Aquarian's scale and diversified portfolio—spanning insurance and asset management—the Compliance Associate must navigate a fast-paced and evolving landscape where regulatory updates and risk assessments are perpetual. The role’s responsibilities, including reviewing AML/KYC documentation, conducting risk assessments and testing, and supporting compliance initiatives, underscore the necessity for strong organizational skills and the ability to communicate effectively across multiple stakeholder levels. Success in this role will mean ensuring that compliance processes not only mitigate risk but also improve operational efficiencies and uphold Aquarian's reputation amidst expanding global investment activities. Proven autonomy and sound judgment are critical, as the individual will be making nuanced decisions about risk escalation, regulatory adherence, and third-party due diligence, frequently handling ambiguity and evolving regulatory requirements. The stated preference for AML/KYC experience within alternative investments reflects the strategic imperative to align compliance functions with Aquarian's unique asset class exposures and deal structures.

Company Analysis:

Aquarian occupies a dynamic space as a relatively young but rapidly growing diversified global holding company with roughly $22 billion in assets under management, specializing in insurance and asset management solutions. Positioned at the intersection of disciplined long-term investing and strategic capital deployment, Aquarian prioritizes deep investment acumen balanced with risk protection, creating a unique culture that values impact, innovation, and alignment of employee incentives with firm performance. This environment likely values individuals who are proactive, adaptable, and comfortable working within a fast-evolving regulatory and investment landscape. The company culture is likely collaborative yet demanding, requiring high levels of professionalism and discretion given the sensitivity of the sectors and dealings involved. As the Compliance Associate, the individual will be integral to preserving the firm’s robust governance structure, working closely with cross-functional teams while reporting up through compliance leadership, thus enjoying both visibility and influence. This role fits strategically to ensure Aquarian not only scales responsibly but also maintains regulatory excellence, which is critical given the nature of its insurance and asset management holdings amid complex regulatory scrutiny. For a candidate, thriving here means embracing continuous learning, leveraging cross-functional coordination, and contributing to a compliance culture that supports long-term business sustainability.

Absolutely. Here are some mock interview questions that could come up:

• Behavioral: Tell me about a time when you identified a potential AML/KYC compliance issue. How did you handle it and what was the outcome?
• Behavioral: Describe how you prioritize multiple competing tasks in a fast-paced environment. Can you give an example from your prior experience?
• Behavioral: Share an experience where you had to work with different teams or levels of professionals to resolve a compliance challenge. How did you manage communication?
• Behavioral: Give an example of when you had to handle confidential or sensitive information. How did you ensure discretion and integrity?
• Technical: How do you approach performing AML/KYC due diligence across different stages of the investment lifecycle?
• Technical: What methods or tools have you used to conduct enterprise-wide risk assessments and compliance testing?
• Technical: How familiar are you with regulatory updates related to AML and sanctions, and how do you stay current to ensure compliance?
• Technical: Can you explain your experience with any AML/KYC technology platforms or databases? How do you leverage technology to improve compliance processes?
• Situational: Imagine you discover a discrepancy during a third-party vendor due diligence review that may pose a compliance risk. How would you proceed?
• Situational: Suppose regulatory requirements change mid-year, impacting AML/KYC procedures. How would you implement and communicate these changes internally?
• Situational: If you receive conflicting feedback from different stakeholders about a compliance testing result, how would you resolve the disagreement?
• Company Fit/Motivation: Why are you interested in joining Aquarian, specifically given its focus on insurance and asset management?
• Company Fit/Motivation: Aquarian emphasizes aligning employee incentives with firm performance. How do you see your role contributing to that philosophy?
• Company Fit/Motivation: Based on what you know about Aquarian’s mission and culture, how do your personal work values align with the company’s approach?
• Questions to Ask Interviewer: How does the compliance team currently collaborate with investment and insurance operations to manage risks effectively?
• Questions to Ask Interviewer: What are the key compliance challenges Aquarian anticipates in the next 12 months related to AML/KYC?
• Questions to Ask Interviewer: Can you describe the opportunities for professional development and certification support, such as CAMS, within the compliance team?