Okay, I've searched for Compliance Associate roles in Tampa that require over 3 years of experience in a financial environment, along with active Series 7 & 24 registrations, available in full-time positions, and emphasizing inclusive workplace cultures. I found 5 positions that match your criteria.

Sure. Here's the analysis:

Job Analysis:

The primary purpose of the Compliance Associate role at Lensa is to ensure that all retail communication aligns with state and federal laws, industry regulations, and internal standards within a financial services context. This requires a deep understanding of compliance, particularly in the securities and investment advisory sectors, as well as the ability to effectively manage communication from financial advisors and clients. Responsibilities include handling inquiries through multiple channels such as Salesforce, email, and phone, which highlights the importance of strong communication and decision-making skills. The candidate will need to interpret regulations impacting retail communication and proactively communicate relevant changes to affected business units. Success in this position means effectively mitigating compliance risks while maintaining a positive workplace atmosphere through collaboration with stakeholders. Major challenges may include navigating complex regulatory landscapes and managing escalations effectively, requiring both independence and a strong ability to work within a team environment. Moreover, proficiency in Ad Review contexts indicates a responsibility not just for compliance but also for ensuring the integrity of the client-facing messaging.

Company Analysis:

Lensa operates in the competitive landscape of career technology with a strong emphasis on matching candidates to job opportunities through innovative machine learning and assessments. The company's rapid growth and notable achievement of over 10 million job seeker registrations underscore its position as a disruptive force in job search solutions. Culturally, Lensa promotes inclusivity and a people-first approach, which is crucial for a role like Compliance Associate that demands continuous interaction with diverse stakeholders. This role is positioned within a team likely comprising individuals enthusiastic about regulatory compliance yet focused on maintaining an engaging work environment. By supporting compliance in communications, the Compliance Associate contributes directly to Lensa's mission of streamlining job matching while ensuring legal integrity. The individual filling this role will play a crucial part in minimizing risk while reinforcing the company's commitment to ethical standards and positive user experiences, aligning well with Lensa's strategic goals of operational excellence and effective communication.

Absolutely. Here are some mock interview questions that could come up:

• Tell me about a time when you had to handle a challenging compliance issue. What was the situation, and how did you resolve it?
• Describe an experience where you had to communicate complex regulatory changes to stakeholders. How did you ensure their understanding?
• Can you provide an example of a time you worked collaboratively with different teams to solve a compliance-related problem?
• How do you stay updated with the latest regulations impacting financial communications, and how have you applied this knowledge in your previous roles?
• How would you approach managing inquiries from financial advisors that may involve compliance ambiguities?
• What steps would you take to ensure all retail communications are compliant with applicable FINRA and SEC regulations?
• Imagine you receive a communication from an advisor that does not seem to comply with regulation. How would you address this with them?
• If you notice a trend in compliance issues stemming from a specific business unit, how would you approach communicating this to leadership?
• Why are you interested in working at Lensa and how do you see your role contributing to the company's mission?
• In your opinion, what is the most important aspect of maintaining compliance in financial communications?
• What techniques do you use for effective documentation and tracking of compliance-related communication?
• What do you think is the biggest challenge that Compliance Associates face in the investment advisory sector today?
• If you could ask one question about Lensa's compliance processes, what would it be?