Compliance Risk Assessment Associate
RBCHighlight
Summary
About the Role
About You
- 3-5 years’ experience in the financial services industry in Compliance, Legal Department or at a financial institutions regulator.
- Knowledge of and familiarity with FINRA, SEC, MSRB, FRBNY, CFPB and OCC rules and regulations.
- Proficient in Microsoft Office tools.
- Experience with operating in a highly matrixed environment.
- Ability to work with data including data presentation, trending and analysis.
- Ability to manage heavy workload and strong prioritization judgement.
- Excellent communication, influencing and presentation skills.
- Graduate Degree.
- Strong project management and organizational skills, with a high degree of attention to detail.
- Ability to operate independently as well as collaboratively to generate solutions.
- Strategic thinking and understanding of overall compliance risk management framework.
Benefits
- Comprehensive Total Rewards Program including competitive compensation and flexible benefits.
- 401(k) program with company-matching contributions.
- Health, dental, vision, life, and disability insurance.
- Paid-time off.
- Opportunities for professional development and coaching.
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact. http://rbc.com/legalstuff. La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social. https://www.rbc.com/conditions-dutilisation/