Director, Digital Assets Compliance
Charles Schwab18 hours ago
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HybridFull-timeDirector
Summary
Charles Schwab is seeking a Director, Digital Assets Compliance to join their team in New York, NY. The role involves overseeing the Digital Assets Compliance Program, driving program development, risk assessment, surveillance, and controls across digital asset products and services.
About the Role
As the Director of Digital Assets Compliance, you will develop, implement, and maintain compliance frameworks for digital asset activities, advise business partners on compliance requirements, collaborate on surveillance controls, engage with regulators, and serve as a subject matter expert on digital assets compliance matters.
About You
Required:
- 7+ years of compliance, regulatory, and/or risk management experience in financial services, preferably including crypto-native or digital asset-focused institutions.
- Deep knowledge of digital asset regulations, including the Fed, OCC, FDIC, SEC, CFTC, FinCEN, and NYDFS.
- Experience with blockchain analytics and digital asset trading platforms, execution venues, custodians, and DeFi engagement models.
Preferred:
- Strong judgment, communication skills, and ability to collaborate and operate with urgency and clarity in high-stakes, high-ambiguity environments.
- JD or relevant advanced degree.
Benefits
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
Charles Schwab
Charles Schwab is a different kind of investment services firm – one that strives to disrupt the status quo of the traditional Wall Street approach on behalf of our clients. We believe today, as we did on Day 1, that when you find ways to improve the investing experience for your clients, then business results will follow. Follow our company culture at #SchwabLife and see how we give back at #Schwab4Good. Support hours: 7 a.m.–7 p.m. CT or 24/7 at schwab.com/contact-us. Social Media Disclosures: https://www.aboutschwab.com/social-media (#0424-TM8W)
New York, NY