Director Legal Counsel - Exchange Traded Products and Derivatives
Charles Schwab2 days ago
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OnsiteFull-timeSenior
Summary
Charles Schwab is seeking a Director Legal Counsel - Exchange Traded Products and Derivatives to join their team in Westlake, TX. The role involves providing legal support for exchange traded products managed or sponsored by Schwab Asset Management.
About the Role
As the Director Legal Counsel, you will be responsible for the legal support of exchange traded products (ETPs), including drafting offering documents, advising on regulatory compliance, and negotiating agreements with distribution platforms. You will also monitor regulatory developments and provide legal guidance on marketing and disclosures related to ETPs, cryptocurrencies, commodities, and derivatives.
About You
Required:
- Juris Doctor (JD) from a top-tier law school or a top degree from a leading university and active membership in a state bar.
- 5-10 years legal experience in a large broker-dealer or asset management firm.
- Strong drafting skills and attention to detail.
- Ability to identify and analyze contractual issues and provide solutions.
- Excellent oral and written communication skills.
Preferred:
- Experience in the organization and distribution of registered funds and private funds.
- Familiarity with the Investment Company Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and the Commodities and Exchange Act.
Benefits
- 401(k) with company match and Employee stock purchase plan.
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions.
- Paid parental leave and family building benefits.
- Tuition reimbursement.
- Health, dental, and vision insurance.
Charles Schwab
Charles Schwab is a different kind of investment services firm – one that strives to disrupt the status quo of the traditional Wall Street approach on behalf of our clients. We believe today, as we did on Day 1, that when you find ways to improve the investing experience for your clients, then business results will follow. Follow our company culture at #SchwabLife and see how we give back at #Schwab4Good. Support hours: 7 a.m.–7 p.m. CT or 24/7 at schwab.com/contact-us. Social Media Disclosures: https://www.aboutschwab.com/social-media (#0424-TM8W)
Westlake, TX