Director of Regulatory Operations and Compliance (Hybrid - Philadelphia)
$108k/y-$140k/y
PCS Retirement2 days ago
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HybridFull-timeDirector
Summary
PCS Retirement, LLC is seeking a Director of Regulatory Operations and Compliance to join their team in a hybrid role based in Philadelphia, PA. The position involves leading operational execution of client fulfillment processes while ensuring compliance with applicable regulations.
About the Role
As the Director of Regulatory Operations and Compliance, you will oversee day-to-day fulfillment operations, develop and implement operational workflows, manage vendor relationships, and ensure compliance with DOL, IRS, and other regulations. You will also lead a team, foster a culture of accountability, and collaborate with cross-functional teams to enhance compliance strategies.
About You
Required:
- Bachelor’s degree in Business, Operations, Compliance, or related field (Master’s preferred).
- 10+ years of experience in fulfillment operations and regulatory compliance, preferably in financial services or recordkeeping.
- Strong knowledge of IRS, DOL, and other relevant regulations.
- Proven ability to operationalize compliance requirements and lead cross-functional initiatives.
- Excellent communication skills for partnering with legal counsel and internal SMEs.
- Strong analytical and problem-solving skills with a focus on process improvement.
Benefits
- 401(k) match
- Medical, dental, and vision insurance
- Life insurance
- Short and long term disability
- Paid time off
PCS Retirement
PCS Retirement is one of the nation's largest independent and conflict-free retirement solution providers. PCS acquired Aspire in 2019 and together they provide recordkeeping services to 28,000 plans and 850,000 eligible participants representing more than $31 billion in assets under administration. PCS' comprehensive retirement solutions platform includes business development tools for financial advisors and a data-driven recordkeeping technology that supports all types of retirement plans [401(k), 403(b), 457, IRA including Payroll Deduction, Cash Balance, Defined Benefit, Non-Qualified], individual retirement accounts, and health savings accounts. https://www.pcsretirement.com/
Philadelphia, PA