J.P. Morgan Wealth Management - Vice President - Supervisory Manager - Cincinnati, OH
JPMorganChase2 days ago
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OnsiteFull-timeSenior
Summary
J.P. Morgan Wealth Management is seeking a Vice President - Supervisory Manager to join their team in Cincinnati, OH. The role involves overseeing a territory of Financial Advisors and managing complex escalations.
About the Role
As a Supervisory Manager in Chase Wealth Management, you will be responsible for monitoring account reviews, identifying risks, ensuring compliance with regulations, and mentoring staff. You will engage with senior leadership and develop subject matter expertise in securities rules and regulations.
About You
Required:
- Minimum of 5 years of experience in a principal capacity and 2 years of experience within the securities investment industry supervision, compliance, or risk capacity.
- Proficient knowledge of regulations, fiduciary oversight, and financial planning strategies.
- Must hold FINRA Series 7 and one or more of the following licenses: FINRA Series 66 (63/65), 9/10 (4,24,53), and appropriate State Life & Health Insurance license.
- Strong critical thinking, analytical research, and quantitative skills.
- Excellent written and verbal communication skills.
Preferred:
- Bachelor’s Degree.
- Experience as a Supervisory or Compliance professional.
- Advanced knowledge of FINRA, MSRB, and SEC rules and regulations.
Benefits
- Comprehensive health care coverage.
- On-site health and wellness centers.
- Retirement savings plan.
- Backup childcare.
- Tuition reimbursement.
- Mental health support.
- Financial coaching.
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets. We serve millions of customers and many of the world’s most prominent corporate, institutional, and government clients daily, managing assets and investments, offering business advice and strategies, and providing innovative banking solutions and services. Social Media Terms and Conditions: https://bit.ly/JPMCSocialTerms © 2024 JPMorgan Chase & Co. All rights reserved. JPMorganChase is an Equal Opportunity Employer, including Disability/Veterans.
Cincinnati, OH