Senior Advisor, Compliance PCG Branch Exams
Raymond JamesHighlight
Summary
About the Role
About You
- Bachelor's degree (B.A. /B.S.) and a minimum of three (3) years of licensed examination experience.
- Advanced knowledge of securities industry concepts, practices, and compliance regulations.
- Series 7 and 24 licenses or willingness to obtain within 120 days of employment.
- Additional licenses/certifications demonstrating knowledge/expertise in industry regulation.
Benefits
- Competitive salary range of $80k–$95k.
- Remote work flexibility.
- Opportunities for professional growth and development.
Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,700 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.26 trillion (as of 10/25/2023). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.