Senior Compliance Manager
$150k/y-$200k/y
2 days ago
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OnsiteFull-timeSenior
Summary
H&P Executive Search is seeking a Senior Compliance Manager to join their team, with the role being based out of either Boston or San Francisco. This position involves significant hands-on work and extensive responsibility for the compliance department as the company ramps up investments and operations across the USA.
About the Role
As a Senior Compliance Manager, you will be responsible for maintaining compliance programs, ensuring adherence to SEC regulations, and leading a small team. You will report directly to the Chief Risk Officer and provide advisory support to the General Counsel. The role requires a hands-on approach to compliance management and extensive experience with SEC exams.
About You
Required:
- At least 7 years of professional experience in compliance or legal roles.
- A JD from an accredited school or extensive exposure to financial compliance at top law firms or major financial services players.
- Strong understanding of SEC regulations, specifically the Advisers Act of 1940.
- Ability to maintain compliance programs.
- Extensive experience with SEC exams.
Benefits
- Direct reporting line to CRO.
- Direct advisory to General Counsel.
- Leadership of a small team (2-5).
- Flexible working hours.
- 1/2 days WFH options.
- Further development opportunities.
- Exposure to world-leading projects.
- Paid Time Off (PTO).
- 4 months of parental leave.
- Medical and Dental coverage.
- Retirement plan.
- Commuting support.
- Fitness support.
- Family benefits.
H&P Executive Search
H&P Executive Search is a leading search firm with a passion for connecting people. Our aim is to create genuine and impactful partnerships with the world’s most innovative companies and connect them to market leading talent. Adopting proactive sourcing methods, we attract the very best individuals from around the world through superior specialisation and rich networks. Allowing us to place executive talent with efficiency and precision.
Chicago, IL